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An important factor in treatment is focusing on active reduction of risk factors, especially smoking. The
5 As can help begin the process. The 5 As are: Ask, Advise, Assess, Assist and Arrange.
Ask patients if they smoke, or have ever smoked. If the response is “yes,” advise them to quit. Clinical
studies on smoking cessation show that patients often report
that their health care provider knew they smoked, but didn’t
say anything about it. In my practice I always tried to
remember to tell my patients to stop smoking, but some of
them have told me I didn't do enough. Now, every time I see
them, I remind them that they have to quit smoking. More
important, you have to assure patients that they are not going
to be alone. You are going to work on this together.
Assess the patient's willingness to make a quit attempt. Assist them in the quit attempt, and then Arrange
for a follow-up. These 5 As are essential for understanding the principles of smoking cessation. When
you ask and you know they have the disease and then you advise they have to stop smoking, you try to
identify and assess the willingness of the patient to quit. Then you’re going to provide support, assisting
the patient to quit as well and arranging follow-up. This is not something the patients are going to
do alone, this is what the patients are going to do working with you. You’re going to do it together,
understanding the need to remove this important risk factor of COPD.
You Ask, you Advise, but how can you help the patient stay
motivated to quit smoking? The tobacco prevention and
dependency guidelines published by the CDC (see Resources)
and the National Institute of Health have established what is
called the 5 Rs, to increase an individual’s motivation to cease
smoking. They are Relevance, Risks, Rewards, Roadblocks
and Repetition. We will go over these because they are going
to be essential when you establish your patient's plan for
smoking cessation.
The first R is Relevance. Encourage patients to identify why quitting is relevant. It’s relevant for their
condition. It is relevant for the people around them.
Risks. Ask the patient to identify potential negative consequences of tobacco use like being short of
breath, having heart disease, developing cancer. Point out it’s a bad role model for young people. Today
we also recognize the effects of secondhand smoke on people around smokers. We know that children
of parents who are smokers are more likely to develop chronic airway disease, more likely to develop
asthma, more likely to have more bronchitis when they are in their 20s and it carries over to their 40s
and 50s.
Rewards. Ask the patient to identify potential benefits of stopping tobacco use. They are going to cough
less, improve their exercise capacity, live longer, and they are going to save money. It’s very expensive to
smoke today.
Roadblocks. Sit with your patients and identify the potential barriers to smoking cessation,
impediments to quitting. It’s not going to be an easy road. They are going to have to work hard, but in
the end it is going to be very fruitful for them.
Repetition is the fifth R. Repeat this message at each interaction. Every time you see your patients you
have to do the 5 As and the 5 Rs. You need to ask “do you continue to smoke?” If the answer is yes, you
need to give them reasons why they have to be motivated to stop smoking.
I tell my patients that smoking cessation is a combination of behavior modification and pharmacotherapy.
Using pharmacotherapy alone is not going to do the job. Behavior modification or support groups alone
are not going to work. You have to marry both of these interventions. Smoking is a habit that is part of
the patient's way of life. Just like the way they walk, the way they talk, the way they comb their hair,
smoking is a part of them. So, they need to identify where they smoke and what they do when they
smoke. Then you have to start behavioral interventions. There is a lot of support for people trying to
quit smoking. There is support on-line, there are 24-hour support telephone numbers, there are support
groups and other support programs.
Clinical studies for pharmacological interventions have been very successful in showing that smoking
cessation can be achieved. There is considerable evidence to support the view that cigarette smoking is primarily maintained by an addiction to nicotine. Nicotine creates a dependency and as a consequence
of that, we can intervene in different ways.
There are five forms of nicotine replacement therapy: the nicotine gum, the patch, the nasal spray, the
inhaler, the lozenge. My recommendation, based on what I prescribe for my patients, is to give either a
gum or a nasal spray to use when patients feel the urge to smoke. It provides the acute relief and acute
satisfaction experienced when they smoke.
Buproprion, an antidepressive, has demonstrated efficacy in clinical studies. More recently the Cochrane
study looked at interventions with a new drug, varenicline, that have demonstrated that it is more
effective than buproprion in smoking cessation.
Varenicline is a non-nicotinic agent. The mechanism of action is a partial agonist of the nicotine
receptor in the brain. This is the area in the brain where patients receive satisfaction and that is where
nicotine attaches when the patient smokes. This compound is an agonist that blocks that receptor so the
patient has already experienced the satisfaction. There are two placebo controlled trials that demonstrate
in a continuous abstinence the superiority of varenicline versus buproprion when it is given, and the
studies show different designs. In one clinical study the patients received the medication for up to twelve
weeks. In the other clinical study the patients received another course of therapy three months after they
had stopped smoking. The second study concluded that varenicline is more efficacious against
placebo, nicotine replacement, and buproprion. More important, it proved that after your patient has
stopped smoking if you repeat the course of therapy three months later, at the end of the year the patient
will be more likely to have stopped smoking.
In any discussion of pharmacotherapy it is essential to first
review treatment goals. The GOLD guidelines as well as those
of the ACP, the American College of Family Physicians and
many other primary care and specialties organizations, have
established goals for therapy for COPD. We want to prevent
disease progression. We want to relieve the symptoms, but at
the same time we want to improve the health status. We want
to increase exercise tolerance. We want to prevent and treat exacerbations and treat complications. We want to prevent or minimize side effects from treatment.
At the end of the day what we want to do is change the course of the disease. We would like to prolong
survival with a better quality of life. We want to decrease mortality. To achieve all this, we also want
to minimize any treatment related adverse events. The goals GOLD has developed are very different from
what we had ten years ago. In the past, our goals were to make the patient feel better, to breathe better
for four to six hours. We didn’t understand the implications of having the long-acting bronchodilators
we have now. We never thought that we could change the goals of the treatment of this disease. Now we
have broadened the goals and we can impact the course of COPD. Achieving these goals is possible
today because of the tools, pharmacotherapies and interventions that we now have available to us.

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